Investing is serious business with very tangible real-world consequences. Whether you are a faith-based institution, a business owner who wants to do more, or a retiree looking to leave a legacy, you deserve to have a best-in-class team with the tools to deliver results. When you expand your goals to include social and environmental returns, it becomes critical that your team also has the flexibility to align your portfolio with your convictions, not the other way around. After extensive due diligence, Ethos Logos is proud to partner with the following firms that enable us to do just that:
With more than 2,000 independent advisors and over $20 Billion in AUM, Securities America is one of the nation’s largest independent broker/dealers.
Based in Omaha, Nebraska, and founded in 1984, Securities America prides itself on providing exceptional service, focusing on doing business in a friendly, efficient and effective way. Driven by a strong Midwestern work ethic, the firm ensures advisor and client expectations are always met, including delivering the best financial products, service and financial counsel.
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS) is a leading innovator of the network model in the independent broker-dealer and advisory space. The firm draws on its illustrious financial services history to empower and strengthen its subsidiaries while embracing their unique cultures and identities, pooling their collective resources to meet the needs of mainstream American investors.
In 2014, our investment banking business, Ladenburg Thalmann & Co. Inc., celebrated 135 years as a New York Stock Exchange member, the sixth oldest member on record.
Our Wealth Management Advantage platform delivers a robust range of institutional-caliber products, services and financial solutions that keep advisor practices competitive in the ever-changing financial advice landscape.
The firms’ network gains the competitive advantage of access to capabilities not offered by other independent broker-dealers.
Accounts are carried by Pershing, LLC, member FINRA, NYSE, SIPC, and a subsidiary of The Bank of New York Mellon Corporation
As of September 30, 2017, Pershing LLC and its global affiliates have $1.7 trillion in client assets.
For over 75 years, many of the most complex financial institutions in the world have chosen to work with BNY Mellon's Pershing. In an ever-changing marketplace, we have been trusted, tested and proven to protect our clients’ interests while providing them with the most innovative solutions possible. Our clients are leaders in their fields and they choose Pershing because we are a leader in ours.
As a business-to-business provider, we provide global financial solutions to advisors, broker-dealers, family offices, hedge and '40 Act fund managers, registered investment advisor firms and wealth managers. We help our clients power their businesses and maximize opportunities because they can rely on our industry expertise, our innovative solutions and our powerful technology. We provide insightful solutions that help create a competitive advantage for our clients—so they can help provide a more secure financial future for their clients. At Pershing, we never forget that all of our relationships are personal. Every employee we have, every action we take comes back to one core commitment: a personal investment in your success.
Accounts are carried by National Financial Services, LLC, Member NYSE/SIPC.
National Financial Services, LLC offers integrated brokerage solutions to clients ranging from retail broker/dealer to institutional investment firms. It offers clearing solutions, such as core processing, business continuity, reporting, and middle-office solutions; capital markets solutions, including retail offering and institutional offering; and brokerage technology solutions, such as professional and customer solutions to access investment services. The company also offers investment solutions, such as fee-based programs, retirement products and programs, annuities program, asset management accounts, margin borrowing, mutual fund solutions, and wealth management; business building solutions, including research, continuing education, marketing and sales, compliance solutions, business services, and technology; and client support solutions, such as relationship and client service management, client integration, training, brokerage technical services, and client communications and feedback. It has locations in New York, Chicago, Boston, Atlanta, San Francisco, Newport Beach, and Jersey City. The company is based in New York, New York with additional offices in Boston, Atlanta, Chicago, and San Francisco. National Financial Services, LLC operates as a subsidiary of Fidelity Brokerage Services LLC.
1.Securities America is a subsidiary of Ladenburg Thalmann Financial Services